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Self-regulatory organization
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#	Item
791	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 21, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-23 10:13:10 Financial Industry Regulatory Authority Business Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away Mary Schapiro United States securities law Financial regulation Financial system
792	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend FINRA Rule[removed]Other Trading Practices) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 09:38:02 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities regulation in the United States Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
793	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]May 14, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Lon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-14 16:25:55 Economy of the United States New York Stock Exchange Business Securities Exchange Act Self-regulatory organization Day trading U.S. Securities and Exchange Commission Financial economics Investment United States Securities and Exchange Commission United States securities law Stock market
794	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 4, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-06 14:10:38 Financial system Financial services Securities Stock market Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization Securities research U.S. Securities and Exchange Commission United States securities law Financial economics Finance
795	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 09:39:37 Trade Reporting And Compliance Engine Business Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
796	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.ise.com Language: English - Date: 2013-11-20 13:10:07 Stock market Financial regulation Securities Exchange Act Financial economics Financial system U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
797	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reconcile Certain Amendments Approved Pursuant to SR-FINRA[removed]and SR-FINRA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 15:21:28 Financial regulation Financial economics OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Alternative display facility ACT Self-regulatory organization United States securities law Economy of the United States Financial Industry Regulatory Authority
798	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-03 10:40:29 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization New York Stock Exchange Financial regulation United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
799	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]May 24, 2012 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-25 09:50:20 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial regulation Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
800	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 09:33:31 Securities Exchange Act Economy of the United States Self-regulatory organization U.S. Securities and Exchange Commission United States New York Stock Exchange Selling away United States securities law Financial Industry Regulatory Authority Financial regulation

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